At Regions, the Capital Markets Compliance Analyst performs compliance tasks and deals with compliance issues with limited supervision.
Primary Responsibilities:
This position is exempt from timekeeping requirements under the Fair Labor Standards act and is not eligible for overtime pay. This position is incentive eligible.
Requirements:
Skills and Competencies:
FINRA Series 24 and similar Supervisory licenses may be held by Regions Securities, LLC. Regions is not an Investment Advisor, therefore Advisory licenses may not continue to be held.
Preferred experience with the following systems: SMARSH, FIS Protegent/Protegent ECM, Governance and Controls systems, and advanced Excel data management and reporting.
This position will require daily (M-F) on site attendance at Regions Midtown Atlanta office.
Position Type: Full time
Compensation Details:
Pay ranges are job specific and are provided as a point-of-market reference for compensation decisions. Other factors which directly impact pay for individual associates include: experience, skills, knowledge, contribution, job location and, most importantly, performance in the job role. As these factors vary by individuals, pay will also vary among individual associates within the same job. The target information listed below is based on the Metropolitan Statistical Area Market Range for where the position is located and level of the position.
Job Range Target:
Minimum: $95,013.77 USD
Median: $121,936.50 USD
Incentive Pay Plans: This role is eligible to participate in a discretionary incentive plan. Employees have the potential to receive a discretionary award based on performance against defined metrics and goals.
Benefits Information:
Please note, benefits and plans may be changed, amended, or terminated with respect to all or any class of associate at any time.
Atlanta Midtown
Location: Atlanta, Georgia
Equal Opportunity Employer/including Disabled/Veterans
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